1
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NAMES OF REPORTING PERSONS
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ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
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☐
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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OO
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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New York
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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94,605,473
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8
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SHARED VOTING POWER
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0
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9
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SOLE DISPOSITIVE POWER
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94,605,473
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10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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94,605,4731
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☒
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See Items 3 and 5 below.
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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25.1%2 |
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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1
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NAMES OF REPORTING PERSONS
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MOUNT SINAI HEALTH SYSTEM, INC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
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☐
|
||
(b)
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☐
|
||||
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|
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS
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OO
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||||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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|
☐
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||
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||||
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||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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New York
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
|
SOLE VOTING POWER
|
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0
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8
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SHARED VOTING POWER
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0
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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0
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|||
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||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
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||||
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||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0%
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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HC
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Item 1. |
Security and Issuer
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Item 2. |
Identity and Background
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Item 3. |
Source and Amount of Funds or Other Consideration
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Item 4. |
Purpose of Transaction
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Item 5. |
Interest in Securities of the Issuer
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88,355,473
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Shares Reported in the Schedule 13D
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6,250,000
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PIPE Shares Acquired as of April 29, 2022
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(c) |
Except as described in Item 4 of this Amendment No. 2, which is incorporated herein by reference, during the past 60 days, none of the Reporting Persons conducted transactions in the securities of the Issuer.
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(d) |
To the knowledge of the Reporting Persons, no one other than the Reporting Persons has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the securities of the Issuer reported as
beneficially owned by the Reporting Persons herein.
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(e) |
Not applicable.
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Item 6. |
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
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Item 7. |
Material to Be Filed as Exhibits
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ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
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By: |
/s/ Stephen Harvey |
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Name: Stephen Harvey | ||
Title: Chief Financial Officer Icahn School of Medicine at Mount Sinai
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MOUNT SINAI HEALTH SYSTEM, INC.
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By: | /s/ Stephen Harvey | |
Name: Stephen Harvey | ||
Title: Chief Financial Officer Mount Sinai Health System, Inc.
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Attention: |
Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
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